EXECUTIVE CASE STUDY · 60-SECOND SENIOR-PD READ · CONCEPT · 2026

Aureus
UHNW Private-Banking Fiduciary Logic, Translated for Retail

Aureus is a self-initiated B2C concept that brings institutional-grade fiduciary discipline to retail wealth-accumulation. Four AI modules, 31 mobile screens, five named regulatory anchors, a working live React prototype. Modelled outcomes, not A/B-tested at retail scale. This page is the 1,000-word senior-PD read; the comprehensive 6,000-word research record lives at project-aureus.html.

4
Core AI Modules
31
Mobile Screens
5
Named Regulatory Anchors
1
Live Prototype
Aureus Velocity Dashboard mobile screen — projected wealth curve over 5/10/15/20 year horizons, capital efficiency score, lazy money meter, editorial light theme with bone white and Aureus gold
Module 01 · Velocity Dashboard · projected wealth curve
Executive Summary CONCEPT · 2026 · MODELLED, NOT MEASURED

In 60 seconds.

Aureus translates UHNW private-banking fiduciary logic into a B2C mobile experience. Four AI modules, 31 screens, a working prototype. The thesis: the retail-fintech category serves users who are anxious about spending. Aureus serves the user who has stopped being anxious and is now asking for fiduciary-grade tools.

What's built

  • 31 mobile screens · 4 AI modules · live React prototype at edwson.com/Aureus/
  • Editorial light theme: bone white, oatmeal, Aureus gold — deliberate departure from institutional dark-mode neon
  • 10-step KYC + AML onboarding flow citing FinCEN CDD 31 CFR § 1020.220 + FATF Rec 10
  • Original IP, zero client overlap, working artefact not Figma mockup

What's deliberately not built

  • No gamification, no streaks, no badges
  • No crypto tab, no social feed, no share-your-gains
  • No auto-trade execution — the sign-off is the entire architectural commitment
  • No chatbot personality, no wealth-coach tone, no behavioural-nudge growth-hack

Status & honesty disclosure

  • Self-initiated concept, not a client engagement
  • Modelled lift figures (∼2× Velocity, ∼$1.15M projected wealth) are derived from behavioural-economics literature + ACY production patterns — not A/B-tested at retail scale
  • Provenance line under each module in the comprehensive page labels production-derived vs. concept extension explicitly
  • Read time: ~4 min here · ~12 min comprehensive
The Industry Gap

Private banking for the 1%. Cold budgeting apps for everyone else.

UHNW clients of J.P. Morgan Private Bank, UBS Wealth, and Pictet receive personalised risk modelling, liquidity stress tests, multi-generational tax planning, and a relationship manager who absorbs the analyst load while the client keeps the fiduciary sign-off. The retail investor receives a budgeting app that scolds them for buying coffee, or a robo-advisor that optimises a black-box portfolio they cannot see inside. The structural gap is not the asset class — it is the fiduciary logic. Aureus closes that gap by compressing four institutional patterns into three buttons and a single curve, without losing the regulatory rigour underneath.

Four AI Modules

Each module is one institutional pattern, compressed.

Module 01 — Velocity Dashboard

A projected wealth curve with explicit time-horizon controls (5 / 10 / 15 / 20 years), starting capital, monthly contribution, and blended yield. Replaces the budgeting app's "you spent $42 on Uber" with "your $42,000 in checking is costing you $1,148,200 over twenty years." Production-derived: the curve mechanic is ported from the UHNW relationship-manager quarterly cash-flow forecast tool I observed at ACY.

Module 02 — Alternative Finder

The opportunity-cost lens. User selects an amount and frequency; the AI projects 5 / 10 / 20-year compounding deltas across three preset risk profiles. Pure concept extension from behavioural-economics literature on hyperbolic discounting (Kahneman, Thaler) — the institutional version exists in PM strategy tools but is rarely surfaced to retail.

Module 03 — Event Radar

Forward-look at upcoming financial events (property tax, year-end RMD, RSU vest, distributor invoice cycle). Production-derived from UHNW RM cash-flow calendar; the retail extension automates the surfacing where the institutional version relies on the relationship manager keeping the timeline in their head.

Module 04 — Fiduciary Decision Room

Where the human signs off. Every AI recommendation enters here as an option, not an execution. Typed confirmation anchored to SEC Reg BI Care Obligation 17 CFR § 240.15l-1(a)(2)(ii). The design move is to put the regulatory citation on the user's screen, not behind a legal disclaimer the user never reads. Production-derived from the institutional sign-off pattern; the retail translation is the typed-name commitment surface.

Aureus Fiduciary Decision Room mobile screen — AI recommendation card with 'Why this recommendation' drawer, typed-confirmation sign-off surface anchored to SEC Reg BI Care Obligation 17 CFR §240.15l-1(a)(2)(ii)
Module 04 · Decision Room · SEC Reg BI typed sign-off
Regulatory Frame · Five Anchors

Each regulation maps to one UI guardrail.

SEC Reg BI Care Obligation (17 CFR § 240.15l-1(a)(2)(ii)) drives the Decision Room typed-confirmation pattern. SEC Reg BI Conflict of Interest (17 CFR § 240.15l-1(a)(2)(iv)) drives the "Why this recommendation" drawer on every AI proposal. FINRA Rule 2111 Suitability gates the risk quiz before bank-link unlocks Decision Room defaults. SEC Rule 17a-4 (17 CFR § 240.17a-4(f)) drives the SHA-256-chained Activity Log so every AI suggestion and every human sign-off is hash-sealed for the seven-year retention window. SR 11-7 Model Risk drives the user-facing Stress-Test Slider that exposes the model to the user, not just to the regulator — the slider is the effective-challenge surface the regulator requires, ported into the consumer product.

Editorial Restraint

Five categories deliberately cut.

No gamification (streaks, badges, levels). No crypto tab. No social or share-your-gains feed. No auto-trade execution — the sign-off is the entire thesis. No chatbot personality or wealth-coach tone. Each cut serves the fiduciary register: adding gamification creates a behavioural conflict with the deliberation register required by SEC Reg BI Care Obligation; adding social features creates regulatory exposure under FINRA testimonial rules; adding auto-trade nullifies the sign-off premise. The discipline is that the system says no to features that look great in isolation but undermine the regulatory register.

Provenance · Modelled, Not Measured

Where each pattern came from, and where it didn't.

Patterns labelled PRODUCTION-DERIVED came from ACY's CDD/EDD sequence (10-step KYC + AML flow), Finlogix's UHNW RM quarterly cash-flow forecast, Xanthos's typed sign-off, or the Stress-Test slider pattern from SR 11-7 model-risk governance. Patterns labelled CONCEPT EXTENSION are extrapolated from behavioural-economics literature and have not been A/B-tested at retail scale. The 65–75% completion lift cited for transparent KYC is FinCEN public data, not measured on this prototype. Every claim on the comprehensive page carries the label. If a number is on this page, it is either externally citable or explicitly labelled as modelled.

What this case study evidences

For a Senior PD or Design Lead interview panel.

Regulation cited by section number, not by reference. Five concrete UI guardrails each tied to a specific regulatory clause. Concept work labelled as concept, never conflated with shipped production. Editorial restraint visible in the five deliberately-not-built categories. Fiduciary AI framing — humans hold the commit, AI surfaces options — consistent with the SR 11-7 effective-challenge pattern and the sister case study Double-Blind. Original IP, no client overlap. Working live React prototype, not Figma mockups. The Aureus visual departure (editorial light, bone white, gold) is a deliberate signal that retail fiduciary tooling does not have to mimic the institutional terminal aesthetic. This concept demonstrates the senior register without inflating its evidentiary weight beyond what a concept can carry.

Continue reading

Three paths from here.

  • Comprehensive case study → — 6,000-word research record. Full user journey (Alex, 30, Napa Valley winery sales manager), three interactive demos, 10-step KYC + AML flow, beyond-the-four-modules tile grid, Direct Foundations cross-reference to ACY / Finlogix / Christie's, 12-min read.
  • Live prototype ↗ — working React mobile shell with the four modules functional as interactive demos.
  • Sister concept: Xanthos Private Bank → — the UHNW-tier version of the same fiduciary architecture. Aureus is the retail translation; Xanthos is the source register.